Firm Successfully Settles Arbitration Case; Defeats NLRB Charge

Written by Robert G. Brody on January 25, 2011

Many people probably do not expect an employment issue to come before a financial regulatory agency, but when there is a dispute between a registered agent and a broker/dealer or investment institution, the parties are typically bound to arbitrate before FINRA.  We recently negotiated a favorable settlement in a FINRA arbitration case in New York City.

In another notable victory, we successfully defeated a bad faith bargaining charge brought by a powerful union against an employer in the hospitality industry.  We were able to defeat this charge by providing the National Labor Relations Board with a strong position statement and affidavit, saving our client thousands of dollars in further defense costs.

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Related Topics: Firm News and Victories, News, NLRB

About the Authors

Robert G. Brody is the founding member of Brody and Associates, LLC. He has been quoted and published in national publications and appears as a guest T.V. commentator on contemporary Labor and Employment issues. Learn More